-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VJVnPjLIcr/ExpxHdE8V0ZtiPjt3MOhHXWuDojSTrWgZg45UDBc+qxh5Z9D8Ldh0 DOOFr/9KnGexoJTUeMYlGg== 0000912282-02-000091.txt : 20020414 0000912282-02-000091.hdr.sgml : 20020414 ACCESSION NUMBER: 0000912282-02-000091 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020215 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALHADEFF VICTOR D CENTRAL INDEX KEY: 0001139558 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3901 7TH AVENUE SOUTH SUITE 200 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 2064670994 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BRIAZZ INC CENTRAL INDEX KEY: 0001045598 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 911672311 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-77949 FILM NUMBER: 02551621 BUSINESS ADDRESS: STREET 1: 3901 7TH AVE SOUTH STREET 2: STE 200 CITY: SEATTLE STATE: WA ZIP: 98108 BUSINESS PHONE: 2064670994 MAIL ADDRESS: STREET 1: 3901 7TH AVE SOUTH STREET 2: STE 200 CITY: SEATTLE STATE: WA ZIP: 98108 SC 13G 1 alhadeff13.txt BRIAZZ, INC./13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------------------- SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 BRIAZZ, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, without par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 10782M104 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) Check the Appropriate box to designate the rule pursuant to which this schedule is filed: Rule 13d-1(b) Rule 13d-1(c) |_| Rule 13d-1(d) CUSIP No. 10782M104 13G Page 2 of 6 Pages - ------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Victor D. Alhadeff - ------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 768,965 ----------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY -0- ----------------------------------------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH 768,965 ----------------------------------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER PERSON WITH -0- - ------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 768,965 - ------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13.10% - ------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------------------------------------
CUSIP No. 10782M104 13G Page 3 of 6 Pages - ------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Alhadeff Limited Partnership II - ------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION A Washington limited partnership - ------------------------------------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 473,807 ----------------------------------------------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY -0- ----------------------------------------------------------------------------------------- OWNED BY 7 SOLE DISPOSITIVE POWER EACH 473,807 ----------------------------------------------------------------------------------------- REPORTING 8 SHARED DISPOSITIVE POWER PERSON WITH -0- - ------------------------------------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 473,807 - ------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.13% - ------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* OO - ------------------------------------------------------------------------------------------------------------
CUSIP No. 10782M104 13G Page 4 of 6 Pages Item 1 (a). Name of Issuer: BRIAZZ, INC. Item 1 (b). Address of Issuer's Principal Executive Offices: 3901 7th Ave South, Suite 200 Seattle, WA 98108 Item 2 (a). Name of Person Filing: a. Victor D. Alhadeff b. Alhadeff Limited Partnership II Item 2 (b). Address of Principal Business Office or, if None, Residence: a. 3901 7th Ave South, Suite 200 Seattle, WA 98108 b. 3901 7th Ave South, Suite 200 Seattle, WA 98108 Item 2 (c). Citizenship: a. United States b. A Washington limited partnership. Item 2 (d). Title of Class of Securities: Common Stock, without par value Item 2 (e). CUSIP Number: 10782M104 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: N/A Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities identified in Item 1. (a) Amount beneficially owned: a. 768,965, of which 473,807 are held by Alhadeff Limited Partnership II and 43,139 are issuable pursuant to options that may be exercised within 60 days after December 31, 2001. b. 473,807 (b) Percent of class: CUSIP No. 10782M104 13G Page 5 of 6 Pages a. 13.10% b. 8.13% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote a. 768,965 b. 473,807 (ii) Shared power to vote or to direct the vote a. -0- b. -0- (iii) Sole power to dispose or to direct the disposition of a. 768,965 b. 473,807 (iv) Shared power to dispose or to direct the disposition of a. -0- b. -0- Item 5. Ownership of Five Percent or Less of a Class. If the statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A CUSIP No. 10782M104 13G Page 6 of 6 Pages Item 10. Certification. N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 15, 2002 By: /s/ Victor D. Alhadeff ------------------------- Victor D. Alhadeff February 15, 2002 Alhadeff Limited Partnership II By: /s/ Victor D. Alhadeff ------------------------- Name: Victor D. Alhadeff Its: Chief Executive Officer Exhibit A Agreement of Joint Filing BRIAZZ, Inc. Common Stock, without par value In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to the joint filing on behalf of each of them of a Statement on Schedule 13G, and any and all amendments thereto, with respect to the above referenced securities and that this Agreement be included as an Exhibit to such filing. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of February 15, 2002. /s/ Victor D. Alhadeff -------------------------- Victor D. Alhadeff Alhadeff Limited Partnership II By: Victor D. Alhadeff Its: Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----